TMX operates global markets, and builds digital communities and analytic solutions that facilitate the funding, growth and success of businesses, traders and investors. All fee disputes must be submitted no later than sixty (60) days after receipt of a billing invoice. NYSE AMERICAN OPTIONS FEE SCHEDULE* *NYSE American Options is the options trading facility of NYSE American LLC . FW"��᱙qb ����Eq�y�~�O[|h�OF),,����R[��e5���̓�&�p���J�;FX�B���ڥ�4��sq��f�ѿ�i9� �Ug�;]c�60�N=��m���0��d�M� ����Kep5G�3�e�~7BҴF�~�j�,\��4arr�����+�}@ǩ��Z;�|��c�6�f͊|�Z��.%7�Uk�NQ-��9�^j2�貨���%5�sd.~�¤�6�E˹�. 14 0 obj <> endobj %PDF-1.5 %���� Annual Rule 451.90 (1)(b)(i) Position up to 10,000 $ 0.50 10,001 to 100,000 $ 0.47 100, 001 to 300,000 $ 0.39 300, 001 to 500,000 $ 0.34 above 500,000 $ 0.32 TMX Group Limited announces release date for Q4 2020 financial results and analyst conference call. Additional $(.0001) if Adding ADV > 0.20% on Tapes B&C, Adding ADV>0.45% Tape A CADV and Adding ADV > 0.20% Tape A CADV over March 2019, Adding ADV>0.75% Tape A CADV and MocLoc>0.10% $(0.0000) if Non-Displayed. Fee Schedule 2020 FEE SCHEDULE OF NYSE CHICAGO, INC. This fee calculator is provided as a guide to assist in calculating the fees as set out in the TSX Listing Fee Schedule effective as of November 1, 2020. endstream endobj NYSE National, Inc. Combining the high performance of NYSE Pillar technology with a taker/maker fee schedule. Monthly Quoting Credits $0.00285 if Adding ADV> 250,000 in Tape A and <500K in Tapes B&C Combined $0.0030 if Adding ADV< 250,000 in Tape A, $0.0028 if Adding ADV> 250,000 in Tape A and <500K in Tapes B&C Combined $0.0030 if Adding ADV< 250,000 in Tape A, $(0.0000) If Non-Displayed. Fee code D will be yielded if an SWPA routing strategy removes liquidity from NYSE. Plus credit per issue under 1.5 million CADV in issues meeting quoting requirements as listed in the fee schedule: 3: Blended or Broker d-Quotes (except when providing) $0.00050: $.00150 if > 500K ADV: 4: Charge for market at-the-close orders: $0.0010 USD 0.0030. Index description Last price Change; S&P/TSX Composite Index: 0: 0: S&P/TSX 60 Index: 0: 0: S&P/MX International Cannabis Index: 0: 0: S&P/TSX Capped Energy Index: 0 I. The trader must achieve a monthly minimum volume of 10% of the CSE total volume in that symbol. Fee Code Description Fee/(Rebate) Securities at or above $1.00 Fee/(Rebate) Securities below $1.00; 10: Routed to NYSE Arca, adds liquidity (Tape B) (0.00220) On October 18, 2013, the SEC approved an NYSE proposal to amend its fee schedule for the reimbursement of proxy expenses incurred by NYSE member organizations, as set out in the supplementary material to NYSE Rules 451 and 465 and in Section 402.10 of … **Please note that this prices list is abbreviated. Additional $(.0001) if SLP > 0.30% on Tapes B&C, Adding ADV > 0.45% Tape A CADV $(.0009) if Non-Displayed.Additional $(.0001) if SLP > 0.30% on Tapes B&C, Adding ADV> 0.60% Tape A CADV, $(.00105) if Non-Displayed. Fee code O will be yielded if an order is routed to NYSE Arca & BZX's closing processes. NYSE Exchange Fees. Initial Application Fee: $5,000: Registration Fee (trading applicant): $60,000 *$45,000 of the registration fee will be applied as a credit towards the first year's trading fees. (USD 0.0000) Tape A All Other >= $1.00 per share. Any remaining net credit will be paid out to the firm. For the most comprehensive view of Nasdaq BX connectivity options and fee schedule please review rules 7015, 7034, and 7051 of the Rule Book. x�c```b``d`d``�b�f@ nf�GCE���J��(�����60p1X��a ?� Combining the high performance of NYSE Pillar technology with a taker/maker fee schedule. All other rates and fees are subject to change upon 60 days prior notice. These fees are effective as of August 1, 2021. NYSE National Trades, see the NYSE National Proprietary Market Data Fees schedule. Rates for [Standard] Options transactions – Electronic and Manual NYSE AMERICAN OPTIONS FEE SCHEDULE* *NYSE American Options is the options trading facility of NYSE American LLC Effective as of January 13, 2021 Table of Contents Preface I. Leadership defined by our market model, network, global visibility and services, Critical to floor operations and offering global visibility, Companies host thousands of events at the Exchange, Data and analytics to support your IR program, Forms, fees, manuals, applications and standards for our markets, The world's most trusted equities exchange, An exchange designed for growing companies, Supporting the institutional brokerage community, Combining the high performance of NYSE Pillar technology with a taker/maker fee schedule, Offering traders deep liquidity across listed option contracts, Offering an anonymous, flat, open market structure, Access to live, executable, transparent prices, Notices, fees, rules, calendars, forms and order types for our markets, Announcements and market updates for our trading community, System status alerts for our market community, Current and historical regulatory halts (news pending/news dissemination and LULD, View market quality, program trading, rule 605 and other reports, Our integrated trading technology platform that connects to all of our equities and options markets, Promoting price improvement for individual investors on retail order flow for NYSE listed securities, Low-latency, real-time market data feeds cover the various asset classes and markets in the NYSE Group, Cross asset class data across markets in the NYSE Group and on the CTA and UTP nationally consolidated data feeds, Designed to improve risk management and provide insights into key company transaction activity, Volumes, transactions and other market reporting, Data Pricing, Policies, Contracts & Guidelines, Required contracts, documentation, and policies which govern vendor use and distribution of NYSE market data, Specifications, post trade user guides for connectivity, Connecting the global market community to the broadest ranges of data sources, Eligible products and policies for academic use, Filings, amendments, SEC releases, extensions, and withdrawals, Interpretations, info memos, weekly and education bulletins, and rule changes. x�cd``d��n���@|���������0313 [y 6 The Multiple Data Feed Fee applies to data recipients that take a data feed for a The balance of the fee will be determined as follows: For the fees for NYSE Chicago BBO and NYSE Chicago Trades, see the NYSE Chicago Proprietary Market Data Fees schedule. Fee for all routing strategies (excluding those specified above) that check the NASDAQ book: $0.0030: D: Rebate for liquidity added to NYSE: $0.0015: U: Fee for MOPP and MOPB orders: $0.0035: D: Fee for directed and Intermarket Sweep Orders (ISO) $0.0035: D: Fee for LIST or DOT orders that execute in the NYSE Opening Auction: $0.0010: F Additional $(.0001) if SLP > 0.30% on Tapes B&C, Adding ADV > 0.085% Tape A CADV over April 2018, $(.0001) if Non-Displayed. Updated through December 18, 2020 FEES, ASSESSMENTS, CREDITS AND REBATES A. Hidden >= $1.00 per share. Late Fees: The standard rebate/fee for accessing liquidity applies to any Retail Order that removes displayed liquidity or Mid-Point Peg liquidity. I. NYSE PUBLISHED PROCESSING FEES Per Fee Effective with January 1, 2014 Record Date A. NYSE Securities with Remote DMM. A $20 per symbol credit per month will be issued to oddlot Market Makers on their assigned CSE listed securities. The fee or rebate for adding non-displayed liquidity does not apply to the Reserve Quantity of an order or an order with a Discretionary Range instruction. Orders Setting New NYSE American BBO ($0.0027) per share if Adding ADV of at least 2,500,000 shares; otherwise ($0.0026) per share $0.0030 per share Securities below $1.00 0.25% of total dollar value of the transaction (non-displayed) No charge (displayed) 0.25% of total dollar value of the transaction $0.0005 per share B. Consult CDCC's site for the list of clearing fees.. Definitions. this Fee Schedule shall not be subject to co-location fees for the same co-location service charged pursuant to the NYSE Arca [Equities] Options Fee Schedule or by the Exchange’s affiliates New York Stock Exchange LLC (NYSE), NYSE American LLC (NYSE American), [New York Stock Exchange LLC (NYSE) and] NYSE Chicago, Inc. Threshold securities listed for every settlement day. A firm-wide net credit for Post-Open Continuous trades will first be applied to offset the firm's other trading charges. Add liquidity to BYX for securities priced below $1.00: no charge or rebate. Liquidity tag returned in Tag 9426, For orders that add liquidity and are designated as retail (i.e., orders that satisfy the Retail Modifier requirements of Rule 13), For MPL orders that take liquidity and are designated as retail (i.e., orders that satisfy the Retail Modifier requirements of Rule 13), Electronic Executions at the Close - Not MOC/LOC (Earlier than 25 min prior to close), Electronic Executions at the Close - Not MOC/LOC (After 3 minutes prior to close), Agency transactions between floor brokers in the crowd or a broker cross, $0.0030 if Adding ADV > 0.20% in Tape A, B & C Combined, Adding ADV % Tape A > 0.35% over July 2019 (For Oct 2019), Adding ADV % Tape A > 0.70% over July 2019 (For Nov 2019), Adding ADV % Tape A > 1.05% over July 2019 (For Dec 2019 on). 16 0 obj <>stream ... real-time market data feeds cover the various asset classes and markets in the NYSE Group. 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